Prohibited Businesses & Eligibility Criteria

Business categories and activities not permitted on SME4ME

Effective Date: 1st September 2025

Purpose & Scope

This Policy defines who may use the SME4ME platform, which businesses may raise funds, what types of users may invest or participate, and the categories of business activities and conduct that are prohibited or restricted. This Policy applies to all users, issuers, beneficial owners, directors and officers, and to all content and transactions on the Platform.

User (Investor) Eligibility

Age & Capacity

Must be at least 18 years old with legal capacity

KYC Verification

Complete identity verification and suitability questionnaires

Sanctions Screening

Must not be on any sanctions or watchlist

Payment Verification

Use payment methods in your own name

Issuer (SME) Eligibility

Legal Formation

Duly formed and operating lawful business

Background Checks

All directors and 10%+ owners must pass KYC/AML

Compliance

Structure and terms must comply with applicable law

Information Quality

Provide complete, accurate, non-misleading information

Prohibited Businesses (Non-Exhaustive)

SME4ME will not list or support the following categories. Any attempt to circumvent these prohibitions may result in immediate removal and account closure.

Illegal Activities

  • • Illegal products or services
  • • Activities facilitating illegal conduct
  • • Weapons & munitions
  • • Controversial weapons components

Adult Content

  • • Adult entertainment/pornography
  • • Sexually explicit content or services

Gambling & Games

  • • Gambling, betting, lotteries
  • • Games of chance (unless licensed)

Controlled Substances

  • • Narcotics and controlled substances
  • • Recreational drugs (including illegal cannabis)
  • • Related paraphernalia

Intellectual Property

  • • Counterfeit goods
  • • IP infringement
  • • Gray-market distribution

Hate & Discrimination

  • • Hate or discriminatory content
  • • Extremist content
  • • Incitement to violence or illegal acts

Deceptive Schemes

  • • Pyramid schemes
  • • MLM focused on recruitment
  • • Get-rich-quick schemes
  • • Deceptive earnings claims

Medical Claims

  • • Unsubstantiated health/medical claims
  • • Unapproved medical devices
  • • Unauthorized pharmaceuticals

Financial Services

  • • Investment companies (unless permitted)
  • • Blind pools
  • • Unregistered crypto offerings
  • • High-risk financial services

Environmental Violations

  • • Illegal logging
  • • Wildlife trade
  • • Toxic waste
  • • Hazardous materials violations

Restricted/Heightened-Review Categories

The following categories require enhanced due diligence, additional documents, licensing evidence and prior written approval.

Regulated financial services
Healthcare & medical devices
Environmental & extractive industries
Charities/NGOs raising donor funds
Digital assets & blockchain projects
Businesses with minors as end-users
Government contracting exposure

Enforcement & Monitoring

Account Actions

SME4ME may reject, pause, remove or terminate accounts, listings and transactions at any time for Policy breaches or risk concerns.

Fund Refunds

Funds may be refunded (less fees/charges where applicable) if an offering is cancelled or an investment is voided due to non‑compliance.

Information Sharing

We may share information with regulators, law enforcement, payment partners and other third parties where required to investigate or prevent unlawful activity.

Appeals & Contact

If your business was declined or content removed, you may submit an appeal with supporting documentation to compliance@sme2me.co.ke. SME4ME's decision after review will be final.